HYBRID WORKSHOP: AFSL and ACL Compliance Workshop | Driving success into 2024
Full day: $ 1500 Full day plus GST per person
Event Location: piper alderman
Event date: 02 November 2023
Time: 10:00 am - 5:30 pm
Timezone: UTC +11 AEDT
CPD points: 7 or 9 points
Andrea Beatty, Partner in Piper Alderman’s financial services regulatory team offers a workshop for the financial services industry on:
- achieving compliance with ACL and AFSL obligations;
- revitalised and refreshed financial executives safety skills;
- regulatory tips for a post-COVID world; and
- the things Responsible Managers and Representatives and those responsible for their Representatives need to know.
This training workshop is a practical guide to ACL and AFSL licensing obligations, with current case studies to keep your business informed and up to date on changes in the industry.
This session is suitable for:
- Financial industry firms
- ACL and AFSL responsible managers – mandatory CPD
- ACL credit representatives and AFSL authorised representatives
- Legal and compliance personnel
- Operations and marketing personnel
- Mortgage and finance brokers
- Financial planners and advisers
- Credit providers
- FinTech and regtech developers / promoters
| Programme Outline |
| 10:00 – 10:10 am | Introduction and welcome |
| Session 1 – AFSL & ACL key obligations |
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| Session 2 – Successfully leaping 2023 traps |
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| 1:00 – 1:30 pm | Lunch |
| Session 3 – Financial Services spotlight |
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| Session 4 – AFSL and ACL industry updates |
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| 4:45 – 5:15 pm | Conclusion and questions |
Responsible Managers can claim 7 CPD units and 9 CPD units if they complete an optional take-home multiple choice open book quiz.
Certificates of attendance will be given to all participants.
| This session is available in-person and online |
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We also offer training at client premises for a fixed fee for unlimited attendees. |
| Registration fee includes: Materials, lunch, light refreshments, tea & coffee, and networking drinks and canapes. |
| Piper Alderman will provide a full refund of the session cost when 72 hours or more notice of your cancellation is provided in writing. The surcharge incurred to process payments is non refundable. |
| Cancellations within 72 hours of the training session will not be refunded. Replacements to transfer the registration to a colleague or a future session are welcome. |
