Regulatory Compliance & Investigations

The Australian regulatory landscape is complex and ever changing. We work with our clients to ensure they are able to navigate that landscape and stay ahead of regulatory changes. We offer advice and representation to domestic and international clients across all major sectors.

In addition to general regulatory compliance issues, we provide advice in relation to investigations, including Royal Commissions, corporate investigations including ASIC and ACCC, anti-bribery and corruption, whistle-blower investigations, workplace safety compliance, white collar crime and corporate governance.

Our experience includes representing clients for over 40 years in very sensitive and high profile, regulatory investigations and commissions of inquiry. Most recently, we have been involved in advising on the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services as well as the Royal Commission into Aged Care Quality and Safety.

We also have particular expertise in financial services regulation and compliance, commercial arrangements involving financial services providers, lending transactions and securities enforcement.


Andrea Beatty


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